Click here to learn more about our financial professionals by visiting FINRA's BrokerCheck.

Company Sponsored Retirement Plans

As the owner of a small business or non-profit organization, you have tremendous responsibilities that demand your time and attention. Fulfilling your role as a Fiduciary to your employees’ corporate sponsored 401(k) and 403(b) plans is an additional weight you don’t have to carry alone. Aside from being charged with protecting your participant’s best interests, you also have the responsibility of:

  • Educating employees about investment options
  • Providing investment options that are diversified
  • Creating a plan that is good for the company owners and the employees
  • Reviewing investment options annually
  • Providing investment options that are reasonably priced
  • Providing a well documented, prudent process of objective investment allocation oversight

Guidance Advisors assists businesses with their employer-sponsored retirement plans, endowments, and corporate investment opportunities. Our comprehensive services and prudent processes support you in your role as a retirement plan fiduciary. We work to minimize your liability by ensuring you fulfill your legal responsibilities to your employees with documented prudent processes to meet your Retirement Savings Plan’s objectives.